In
Vouchers They Trust
Ira C. Lupu and Robert W. Tuttle
Legal Times
07-16-2002
In June's final days, the 9th U.S. Circuit Court of
Appeals' ruling on the Pledge of Allegiance and the U.S. Supreme Court's ruling on school
vouchers, in Zelman v. Simmons-Harris, focused Americans on religion and education. While
the Pledge ruling is likely to be ephemeral, Zelman will have enduring importance; the
Court left virtually no doubt that school vouchers are constitutionally valid. The furor
over the Pledge decision, however, obscured the powerful consequences that Zelman is
likely to have outside the education context. The president's faith-based initiative
needed a boost, and Zelman may have provided it.
Like several other cases decided on the term's final day,
Zelman produced a 5-4 split along now-predictable lines. Chief Justice William Rehnquist,
together with Justices Antonin Scalia, Anthony Kennedy, Clarence Thomas and Sandra Day
O'Connor, made up the majority to uphold the Ohio program, while Justices David Souter,
Ruth Bader Ginsburg, Stephen Breyer and John Paul Stevens dissented. The chief justice
assigned the Court opinion to himself, perhaps to maximize the likelihood of keeping
O'Connor in the fold. And O'Connor, who most Court-watchers expected would have the
deciding vote and word, wrote a concurring opinion, but it added little to the emphasis in
the Court opinion. Thomas also wrote a separate concurrence, and Souter, Breyer and
Stevens each authored a dissent.
NEW CERTAINTY
From a practical perspective, Zelman's chief virtue resides
in the chief justice's success in maintaining an intact majority opinion. One of the
impediments to approval of school voucher plans has been legal uncertainty, and much of
that, at least at the federal level, has now been removed. Accordingly, there is now a
stark constitutional disjunction between voucher financing of programs operated by
faith-based organizations, schools and otherwise, and direct financing, by grants or
contract, of the same kinds of programs.
Just two terms ago, in Mitchell v. Helms (2000), the Court
divided 4-2-3 on the approach required by the establishment clause in direct-financing
cases. The plurality of four concluded that direct financing of religious organizations
was permissible so long as the program had a secular purpose and included secular
organizations. The three dissenters argued that such financing was unconstitutional
because of the risk that the aid would be diverted to religious purposes. O'Connor and
Breyer resolved the case by ruling that the government could provide in-kind assistance to
faith institutions so long as the aid was not in fact diverted to religious purposes. The
split among the justices in Mitchell has created uncertainty at best, and significant
constitutional impediments at worst, for state programs that fit within the president's
faith-based initiative.
Zelman provides an unmistakable sign that voucher financing
of faith-based services is the administration's most promising route to constitutional
success. To follow this path, according to Zelman, the government has to meet two
conditions. First, the classes of both service providers and voucher recipients must be
defined in terms that are neutral with respect to religion; the state should have little
problem with this formal requirement.
The second, and potentially more complicated requirement,
stands as the conceptual heart of the Court's opinion and O'Connor's concurrence in Zelman
-- when voucher recipients receive government-financed services from faith-based
providers, their selection of that provider must be a "true,"
"genuine," "independent" private choice. While the majority opinion
and O'Connor's concurrence offer only the most cursory analysis of the conditions that
would constitute "true private choice," it is possible to discern from these
opinions answers to three questions often raised about vouchers for faith-based education
and other social services.
THREE QUESTIONS
Question 1: How should the relevant universe of available
choices be defined? In dissent, Souter claims that the only relevant choices are those
created by the voucher program at issue and that, because religious schools represent 96
percent of the available seats in this category, parents have no meaningful choice
concerning where to spend the voucher. The majority, however, concludes that the relevant
universe encompasses all the educational choices available to parents of children in
Cleveland, including charter, magnet and neighborhood public schools, as well as private
schools accepting vouchers. Thus, in the Court's view, only a tiny fraction of Cleveland's
schoolchildren had chosen state-subsidized religious schools. Any parents who desire
nonreligious schools for their children can find a wide array of options in Cleveland.
Question 2: How should courts evaluate the relative quality
of the choices available in a voucher program to determine if "reasonable secular
alternatives" exist? The majority disavows any searching inquiry into the quality of
available alternatives in a voucher program. In her concurrence, O'Connor writes that the
adequacy of available options should be gauged not by objective standards of student
achievement, but rather by a subjective, market measure -- are the various options
"adequate substitutes in the eyes of parents"? So long as parents actually
choose to send their children to nonreligious schools, the parents are deemed to regard
the alternatives as "reasonable."
Question 3: Who holds the burden of persuasion as to the
"genuine and independent" nature of the voucher recipient's choice? In many
ways, this subtle concern turns out to be dispositive in Zelman. The Court holds that the
burden rests on those who challenge a voucher program to show that "genuine,
independent" choices are not available to voucher recipients. Because of the
majority's expansive definition of the universe of educational options, and its lack of
interest in measuring the relative quality of those options, those who challenged the
Cleveland voucher program had virtually no chance of success.
Having answered these three questions, Zelman guarantees
the constitutionality of most school voucher programs, but promises somewhat less security
for voucher financing of other faith-based services. To be sure, the requirement of
religion-neutral classes of voucher recipients and service providers should prove no more
an obstacle outside the education context than it did in Zelman. Moreover, the placement
of the burden of persuasion on those who challenge the voucher program certainly should
bolster the case for other programs that include faith-based providers.
But with respect to the relevant universe of choices,
voucher programs for services other than education stand on less certain ground. Because
the Court's expansive definition of the range of choices includes seats in public -- and
thus secular -- schools, which invariably outnumber seats in religious and secular private
schools, vouchers for education turn out to be an easy case. But in most areas of social
service, such as child care or substance abuse treatment, government tends to finance
privately provided services rather than to operate such programs directly.
In some contexts, such as child care, there tends to be a
healthy mix of religious and nonreligious providers; but in others, such as substance
abuse treatment programs, the pool of providers tends to be dominated by faith-based
providers -- especially if one considers, as most courts do, that 12-step programs count
as being "religious." The proportion of nonreligious alternatives available in
Zelman will be difficult to replicate in other contexts; in some areas of social service,
the requisite "genuine private choice" will simply be lacking.
CONTINUING CONTROVERSY
Even if voucher programs survive in the courts, they will
nevertheless face significant political controversy. Service providers in voucher programs
have tended to get less governmental scrutiny and control than those working under direct
government grants, but more widespread use of vouchers will likely mean an increase in
such scrutiny. Civil rights advocates will press for restrictions on the employment
practices of service providers, targeting those providers who discriminate in favor of
co-religionists and against gays and lesbians. In addition, voucher programs are less
likely than direct grants and contracts to induce faith-based organizations into the
service arena. Unlike fixed-price contracts, vouchers cannot provide seed money to start
new programs or provide a stable financial base on which to build a service program.
Whatever the political dynamics, Zelman guarantees that
vouchers will play a central role in the Bush administration's strategy for its
faith-based initiative. If the administration wants a "level playing field" for
religious and nonreligious social service providers outside of education, vouchers are the
only viable game in town.
Ira C. Lupu and Robert W. Tuttle are professors at the
George Washington University Law School and co-directors of legal research for the
Roundtable on Religion and Social Welfare Policy (www.religionandsocialpolicy.org),which
is supported by a grant from the Pew Charitable Trusts. The opinions expressed here are
solely those of the authors. |